Our securities clients range from Fortune 500 public corporations to middle-market companies and cover a broad range of industries, including retail, manufacturing, insurance, consumer products, home building, information technology, restaurant, financial institutions and air transportation.  Our investor clients include private equity firms, private and angel investors, family offices, venture capital firms and various lenders.

We have extensive experience in securities and capital markets transactions, including:

  • Initial and secondary public equity offerings
  • Rule 144A, Regulation S and registered debt offerings
  • Shelf registrations and takedowns
  • Equity-linked securities offerings (including trust preferred securities and convertible debt)
  • Tender offers and consent solicitations
  • Exchange offers, including Exxon Capital A/B exchange offers
  • Business combinations
  • Private placements of equity and debt securities
  • Going-private transactions
  • Registered direct offerings
  • At-the-market offerings
  • Stock repurchase programs
  • Rights offerings
  • Recapitalizations

We advise our clients on the structure, negotiation and management of such transactions, including pre-transaction planning, due diligence, preparation and filing of registration statements, prospectuses and offering memoranda and drafting and negotiation of underwriting and purchase agreements and other offering materials.

Representative Clients

  • Abercrombie & Fitch Co.
  • Air Transport Services Group, Inc.
  • Big Lots, Inc.
  • Diamond Hill Investment Group, Inc.
  • First Financial Bancorp.
  • M/I Homes, Inc.
  • Park National Corporation
  • Peoples Bancorp Inc.
  • The Scotts Miracle-Gro Company
  • Worthington Enterprises, Inc.
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